Hong Kong Securities and Futures Commission
PulseAugur coverage of Hong Kong Securities and Futures Commission — every cluster mentioning Hong Kong Securities and Futures Commission across labs, papers, and developer communities, ranked by signal.
- 2026-05-22 regulatory The Hong Kong SFC issued new guidelines to securities brokers to address risks of forged documents and money laundering. 来源
1 天有情绪数据
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老虎国际、长桥证券因非法跨境业务受处罚
包括老虎国际和长桥证券在内的三家证券公司因非法跨境业务运营受到中国证券监督管理委员会（CSRC）的处罚。老虎国际表示，公司正全面配合监管要求，并将合规放在首位。长桥证券强调，其业务受香港当局监管，客户资金已隔离并受到投资者赔偿计划的保护。
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富途控股因新的跨境规定，内地客户占比降至13%
中国证券监管机构发布了关于内地投资者进行跨境证券和基金交易的最新指导方针。对此，富途控股表示，公司正在遵守这些统一的要求，目前内地客户占其管理资产总额的比例已降至13%。公司也已停止为内地申请人开设新账户，并积极防止欺诈性开户。
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香港证监会收紧开户规则，应对伪造及洗钱风险
香港证券及期货事务监察委员会（证监会）已向证券经纪商发布了关于开户及客户关系管理的新指引。此前的一项审查发现存在重大缺陷，包括尽职审查不足以及接受可疑或伪造文件。证监会尤其担心客户账户可能被滥用，导致洗钱及恐怖分子融资风险增加。
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Torrens Precision Manufacturing gets IPO registration approval from CSRC
36Kr reported that China Securities Regulatory Commission (CSRC) has approved the registration for the initial public offering of Torrens Precision Manufacturing (Jiangsu) Co., Ltd. Separately, Great Wall Securities ann…
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Great Wall Securities subsidiary secures Hong Kong SFC licenses
Great Wall Securities' wholly-owned subsidiary, Great Wall International Finance, has received licenses from the Hong Kong Securities and Futures Commission for Type 1 (Securities Dealing), Type 4 (Advising on Securitie…