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SEC charges firm with defrauding retirees via inflated private tech investments

美国证券交易委员会(SEC)指控The Spaventa Group(TSG)及其创始人Andrew Spaventa欺诈投资者,主要是退休人员,通过出售SpaceX、Anduril、Anthropic和Perplexity等知名私营科技公司的股份。SEC称,TSG通过电话联系了数千名个人,承诺无隐藏费用,但实际上收取高达91%的投资加价,总计2300万美元的未披露费用。Spaventa据称从该计划中获利至少400万美元,该计划涉及TSG实体购买股份并以更高的价格转售给Spaventa自己的基金。 AI

影响 凸显了散户投资者在私募市场投资中的风险,特别是涉及高增长科技公司时。

排序理由 SEC对一家向退休人员销售私募科技投资的金融公司提起欺诈指控。 [lever_c_demoted from significant: ic=1 ai=0.4]

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SEC charges firm with defrauding retirees via inflated private tech investments

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SEC对一家向退休人员销售私募科技投资的金融公司提起欺诈指控。 [lever_c_demoted from significant: ic=1 ai=0.4]
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报道来源 [1]

  1. Fortune TIER_1 English(EN) · Amanda Gerut ·

    SEC指控:一家“锅炉房”公司在向退休人员出售SpaceX、Anduril、Anthropic和Perplexity等股票时,骗取了7400万美元,并收取了“巨额隐藏费用”

    The New York financier at the center of the case, Andrew Spaventa, denied the allegations on Friday, and said he planned to defend himself.