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中文(ZH) 上交所发布人工智能大模型企业适用科创板第五套上市标准审核指引

Shanghai Stock Exchange issues AI large model listing rules

The Shanghai Stock Exchange has released new guidelines for artificial intelligence large model companies seeking to list on the Sci-Tech Innovation Board. These guidelines, based on the board's fifth listing standard, specify requirements for companies to demonstrate technological advantage, phased achievements, regulatory approval, and market potential. A key criterion is having at least one large model product launched and in scaled application at the time of application, validating commercial viability. AI

IMPACT This policy aims to streamline and support the listing of AI companies, potentially accelerating capital inflow and development within China's AI sector.

RANK_REASON Policy announcement from a major stock exchange regarding a specific industry sector. [lever_c_demoted from significant: ic=2 ai=0.4]

Read on 36氪 (36Kr) →

AI-generated summary · Google Gemini · from 2 sources. How we write summaries →

COVERAGE [2]

  1. 36氪 (36Kr) TIER_1 中文(ZH) ·

    Shanghai Stock Exchange's Qiu Yong: Increase support for technological innovation and implement supporting rules for the artificial intelligence field.

    6月17日,在2026陆家嘴论坛上,上海证券交易所理事长邱勇表示,将发挥资本市场融资功能,更大力度支持科技创新,落实好新发布的人工智能领域配套规则,推动更多创新示范案例落地。就在17日下午,上交所正式发布了《上海证券交易所发行上市审核规则适用指引第10号——人工智能大模型企业适用科创板第五套上市标准》。(第一财经)

  2. 36氪 (36Kr) TIER_1 中文(ZH) ·

    Shanghai Stock Exchange Issues Review Guidelines for the Fifth Listing Standard for Sci-Tech Innovation Board Enterprises Applying Artificial Intelligence Large Models

    36氪获悉,上交所发布人工智能大模型企业适用科创板第五套上市标准审核指引。《指引》遵循科创板第五套上市标准相关要求,结合人工智能大模型领域科技创新实际情况,对明显技术优势、阶段性成果、取得国家有关部门批准以及市场空间大等四方面作出具体规定。其中,将适用科创板第五套上市标准的阶段性成果明确为:“在申报时至少有一个大模型产品已完成上线发布并实现规模化应用”。模型上线发布及实现规模化应用是大模型产品商业模式可行、具备商业化落地能力的有力验证。同时,《指引》将发行人主营业务明确为“人工智能大模型的自主研发、模型服务或者模型应用等”,支持通用大模型和行业专用模型同…