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中文(ZH) 长桥证券回应：将严格落实各项整改要求，依法合规推进相关安排

Futu Holdings cuts mainland client base to 13% amid new cross-border rules

By PulseAugur Editorial · [2 sources] ·

China's securities regulators have issued updated guidelines for mainland investors engaging in cross-border securities and fund trading. In response, Futu Holdings stated that these unified requirements are being followed, with mainland clients now representing only 13% of its total assets under management. The company has also ceased opening new accounts for mainland applicants and has actively worked to prevent fraudulent account openings. AI

IMPACT Minimal direct impact on AI operations; primarily affects financial services and regulatory compliance.

RANK_REASON Regulatory update impacting a major financial technology firm's operations and client base. [lever_c_demoted from significant: ic=2 ai=0.1]

Read on 36氪 (36Kr) →

AI-generated summary · Google Gemini · from 2 sources. How we write summaries →

COVERAGE [2]

  1. 36氪 (36Kr) TIER_1 中文(ZH) ·

    Chongqing Securities Responds: Will Strictly Implement Various Rectification Requirements and Advance Relevant Arrangements in Accordance with Laws and Regulations

    就证监会对长桥证券境内外相关主体立案调查并拟作出行政处罚，长桥证券做出回应称，其持牌主体受香港证监会等境外监管机构监管。长桥强调，客户资金与公司运营资金完全隔离，按监管要求保存在独立托管银行账户中；持有的美股、港股分别由美国存管信托及结算公司（DTCC）和香港中央结算有限公司（HKSCC）托管，且享有香港投资者赔偿基金（ICF）保障。同时，公司将严格落实各项整改要求，依法合规推进相关安排。（财联社）

  2. 36氪 (36Kr) TIER_1 中文(ZH) ·

    Futu responds: The proportion of customers with assets in mainland China has dropped to 13%

    中国证监会与香港证监会5月22日分别发布通告，就内地投资者跨境证券期货基金经营活动事宜作出指引更新。富途对此表示，这些指引和规范为面向全行业的统一要求，我们将严格按照监管机构要求稳步推进相关合规工作。富途强调，早前已全面停止为内地身份申请者开设账户，并在打击造假开户方面持续努力，过去两年间驳回了数以万计不符合规则的开户申请。一直以来，富途积极与监管机构沟通并遵循监管机构的整改要求，截至2026年一季度末，中国内地有资产客户数占全集团有资产客户总数的比例已降至13%。（证券时报）

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