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research · [2 sources] · · 中文(ZH) 长桥证券回应：将严格落实各项整改要求，依法合规推进相关安排

Futu Holdings cuts mainland client base to 13% amid new cross-border rules

By PulseAugur Editorial · Summary by gemini-2.5-flash-lite from 2 sources

China's securities regulators have issued updated guidelines for mainland investors engaging in cross-border securities and fund trading. In response, Futu Holdings stated that these unified requirements are being followed, with mainland clients now representing only 13% of its total assets under management. The company has also ceased opening new accounts for mainland applicants and has actively worked to prevent fraudulent account openings. AI

Summary written by gemini-2.5-flash-lite from 2 sources. How we write summaries →

IMPACT Minimal direct impact on AI operations; primarily affects financial services and regulatory compliance.

RANK_REASON Regulatory update impacting a major financial technology firm's operations and client base. [lever_c_demoted from significant: ic=2 ai=0.1]

Read on 36氪 (36Kr) →

COVERAGE [2]

  1. 36氪 (36Kr) TIER_1 中文(ZH) ·

    Chongqing Securities Responds: Will Strictly Implement Various Rectification Requirements and Advance Relevant Arrangements in Accordance with Laws and Regulations

    就证监会对长桥证券境内外相关主体立案调查并拟作出行政处罚，长桥证券做出回应称，其持牌主体受香港证监会等境外监管机构监管。长桥强调，客户资金与公司运营资金完全隔离，按监管要求保存在独立托管银行账户中；持有的美股、港股分别由美国存管信托及结算公司（DTCC）和香港中央结算有限公司（HKSCC）托管，且享有香港投资者赔偿基金（ICF）保障。同时，公司将严格落实各项整改要求，依法合规推进相关安排。（财联社）

  2. 36氪 (36Kr) TIER_1 中文(ZH) ·

    Futu responds: The proportion of customers with assets in mainland China has dropped to 13%

    中国证监会与香港证监会5月22日分别发布通告，就内地投资者跨境证券期货基金经营活动事宜作出指引更新。富途对此表示，这些指引和规范为面向全行业的统一要求，我们将严格按照监管机构要求稳步推进相关合规工作。富途强调，早前已全面停止为内地身份申请者开设账户，并在打击造假开户方面持续努力，过去两年间驳回了数以万计不符合规则的开户申请。一直以来，富途积极与监管机构沟通并遵循监管机构的整改要求，截至2026年一季度末，中国内地有资产客户数占全集团有资产客户总数的比例已降至13%。（证券时报）

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