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Grokking in Transformers is Spectral Recoding, Not Module Switch

Researchers have identified that the transition from memorization to generalization in Transformer models, a phenomenon known as grokking, is not due to a module switch but rather a spectral recoding of existing distributed circuits. Their study, using "Transition Games," found that utility gains are distributed, with specific modes in block-0 attention and block-1 MLP playing significant roles. Contrary to a common prediction, the MLP did not solely memorize while attention generalized; instead, the grokking process involved a more complex spectral recoding. AI

IMPACT Provides a deeper understanding of how large language models generalize, potentially informing future architectural improvements.

RANK_REASON Research paper detailing a novel finding about the internal workings of Transformer models. [lever_c_demoted from research: ic=1 ai=1.0]

Read on arXiv cs.AI →

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Grokking in Transformers is Spectral Recoding, Not Module Switch

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Research paper detailing a novel finding about the internal workings of Transformer models. [lever_c_demoted from research: ic=1 ai=1.0]
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COVERAGE [1]

  1. arXiv cs.AI TIER_1 English(EN) · Dekun Yang ·

    Where Grokking Happens: Distributed Utility and Fourier Recoding Without a Module Switch

    arXiv:2609.17571v1 Announce Type: cross Abstract: Where in a Transformer is the change from memorization to generalization functionally expressed? We introduce Transition Games--behavior-aligned exact activation games with paired non-generalizing controls--and find distributed ut…