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Transformer models use Jelinek-Mercer and Dirichlet-style smoothing for in-context learning

Researchers have identified two complementary smoothing mechanisms within transformer models that are believed to underlie in-context learning. The first mechanism, observed at a finite attention-weight scale, acts as a soft context-matching estimator, interpolating across context orders similarly to Jelinek-Mercer smoothing. The second mechanism involves a beginning-of-sequence token that introduces additive pseudo-counts, akin to Dirichlet-style smoothing. A specially constructed transformer model demonstrated these mechanisms, showing that transformers learn to regularize in-context estimation rather than merely counting, and can match or outperform classical statistical baselines. AI

IMPACT Provides a deeper mechanistic understanding of in-context learning in transformers, potentially guiding future model architectures.

RANK_REASON Academic paper detailing novel findings on transformer model mechanisms. [lever_c_demoted from research: ic=1 ai=1.0]

Read on arXiv cs.LG →

AI-generated summary · Google Gemini · from 1 sources. How we write summaries →

Transformer models use Jelinek-Mercer and Dirichlet-style smoothing for in-context learning

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Academic paper detailing novel findings on transformer model mechanisms. [lever_c_demoted from research: ic=1 ai=1.0]
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COVERAGE [1]

  1. arXiv cs.LG TIER_1 English(EN) · Francesco D'Angelo, Oguz Kaan Yuksel, Swathi Shree Narashiman, Nicolas Flammarion ·

    Induction Heads Interpolate N-Grams

    arXiv:2607.02800v1 Announce Type: new Abstract: Induction heads are attention circuits believed to underlie in-context learning in transformers, yet a precise characterization of the estimators they implement remains elusive. We study transformers trained on order-$k$ Markov chai…