Stop Pointing AI at Your Documents. Build the Harness.
For financial institutions, successfully implementing AI for document analysis requires a structured approach rather than simply pointing autonomous agents at data. The key lies in building a "harness" around the AI, which specifies what information is processed, how it's logged, and what is presented to human operators. This controlled architecture ensures compliance with regulations like SR 11–7, focusing on auditability, transparency, and human-in-the-loop processes from the outset. AI
IMPACT Focuses on the necessary architectural and governance frameworks for deploying AI in regulated financial environments, emphasizing human oversight and auditability.